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Bank Act

Version of section 156.01 from 2003-01-01 to 2006-11-27:


Marginal note:Definitions

 The definitions in this section apply in this section and sections 156.02 to 156.08.

registrant

courtier agréé

registrant means a securities broker or dealer required to be registered to trade or deal in securities under the laws of any jurisdiction. (courtier agréé)

solicit or solicitation

sollicitation

solicit or solicitation includes

  • (a) a request for a proxy, whether or not accompanied by or included in a form of proxy,

  • (b) a request to execute or not to execute a form of proxy or to revoke a proxy,

  • (c) the sending of a form of proxy or other communication to a shareholder under circumstances reasonably calculated to result in the procurement, withholding or revocation of a proxy, and

  • (d) the sending of a form of proxy to a shareholder under section 156.04,

but does not include

  • (e) the sending of a form of proxy in response to an unsolicited request made by or on behalf of a shareholder,

  • (f) the performance of administrative acts or professional services on behalf of a person soliciting a proxy,

  • (g) the sending by a registrant of the documents referred to in section 156.07, or

  • (h) a solicitation by a person in respect of shares of which that person is the beneficial owner. (sollicitation)

solicitation by or on behalf of the management of a bank

sollicitation effectuée par la direction d’une banque ou pour son compte

solicitation by or on behalf of the management of a bank means a solicitation by any person pursuant to a resolution or instruction of, or with the acquiescence of, the directors or a committee of the directors of the bank. (sollicitation effectuée par la direction d’une banque ou pour son compte)

  • 1997, c. 15, s. 10

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