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  1. Export Control List - SOR/89-202 (SCHEDULE)
    Export Control List

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    Goods and technology, as described in Group 1 of the Guide, the export of which Canada has agreed to control in accordance with the Wassenaar Arrangement.

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    The following goods and technology:

    • (a) goods and technology, as described in Group 2 of the Guide, the export of which Canada has agreed to control in accordance with the Wassenaar Arrangement and the Inter-American Convention Against the Illicit Manufacturing of and Trafficking in Firearms, Ammunition, Explosives and other Related Materials; and

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    Goods and technology, as described in Group 3 of the Guide, the export of which Canada has agreed to control

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    Goods and technology, as described in Group 4 of the Guide, the export of which Canada has agreed to control

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    • 5104
      • (1) Softwood lumber products, as described in Annex 1A to the Softwood Lumber Agreement Between the Government of Canada and the Government of the United States of America, signed on September 12, 2006, as it read on October 12, 2015, excluding those that are described in paragraphs 3 to 5 of that Annex 1A. (United States)

      • [...]

      • (3) The references to the Harmonized Tariff Schedule of the United States (HTSUS) tariff classifications in that Annex 1A are to be read as references to the corresponding Canadian tariff classifications set out in Annex 1B to the agreement referred to in subsection (1).

      • (4) The references to “imported”, “importer” and “importation” in that Annex 1A are to be read as “exported”, “exporter” and “exportation”, respectively, and the reference to “importés” in the French version of that Annex 1B is to be read asexportés”.

    [...]

    • 5400 All goods and technology of United States origin, unless they are included elsewhere in this List, whether in bond or cleared by the Canada Border Services Agency, other than goods or technology that have been further processed or manufactured outside the United States so as to result in a substantial change in value, form or use of the goods or technology or in the production of new goods or technology. (All destinations other than the United States)

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    • [...]

    • 5501 Laser weapons that are specifically designed, as their sole combat function or as one of their combat functions, to cause permanent blindness to the naked eye or the eye with corrective eyesight devices. (All destinations)

    [...]

    [...]

    • 5504
      • (1) In this item, development, production, software, spacecraft, technology and use have the same meaning as in the provision entitled “Definitions for Terms in Groups 1 and 2” of the Guide.

      • (2) Strategic goods and technology as follows:

        • (a) goods and technology referred to in Group 1 of the Guide as follows,

          [...]

        • [...]

        • (i) any other articles not specifically set out in paragraphs (a) to (h) or in Group 2 or Group 6 that are United States origin goods or technology, which have been determined under Parts 120 to 130 of Title 22 of the International Traffic in Arms Regulations of the Code of Federal Regulations (United States) as having substantial military applicability, and which have been specially designed or modified for military purposes. (All destinations other than in the United States)

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    • 5505
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      • (2) Goods and technology whether or not included elsewhere on the List if the Minister has determined, on the basis of their properties and any additional information relating to such matters as their intended end-use or the identity or conduct of their intermediary or final consignees, that they are likely to be used in the activities or facilities referred to in subitem (1).

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    Goods and technology, as described in Group 6 of the Guide, the export of which Canada has agreed to control under bilateral arrangements concluded on April 7, 1987, in accordance with the Guidelines for Sensitive Missile-Relevant Transfers, issued by the Missile Technology Control Regime to control the export of missile equipment and technology referred to in the MTCR/TEM/2015/Annex of October 8, 2015 that was adopted at the Plenary Meeting held from October 5 to 9, 2015.

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    Goods and technology, as described in Group 7 of the Guide, the export of which Canada has agreed to control

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  2. Export Control List - SOR/89-202 (SCHEDULE)
    Export Control List

    [...]

    [...]

    Goods and technology, as described in Group 1 of the Guide, the export of which Canada has agreed to control in accordance with the Wassenaar Arrangement.

    [...]

    The following goods and technology:

    [...]

    • 3-01
      • (1) Goods and technology, as described in Group 3 of the Guide, the export of which Canada has agreed to control

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        • (b) in accordance with the procedures referred to in the Guidelines for Nuclear Transfers (INFCIRC/254/Rev.14/Part 1), issued by the Nuclear Suppliers Group, as amended from time to time.

      • (2) Subsection (1) does not include goods and technology described in Group 3 of the Guide that contain

        • [...]

        • (e) trace amounts of source material or special fissionable material found on contaminated items such as clothing, shielding or packaging;

        • (f) source material which the Minister has determined will be used only in civil non-nuclear applications, such as shielding, packaging, ballasts, counter-weights or the production of alloys and ceramics;

      • (3) For the purpose of paragraph (2)(g), weight in effective grams is equal to

        • [...]

        • (b) in the case of uranium enriched to 1% or greater in the isotope uranium-235, the element weight in grams multiplied by the square of its enrichment expressed as a decimal weight fraction; and

      • (4) For the purposes of paragraphs (2)(d) to (g), source material and special fissionable material have the same meanings as in the Guidelines for Nuclear Transfers referred to in paragraph (1)(b).

    • 3-02 Deuterium, heavy water (deuterium oxide) and any other deuterium compound in which the ratio of deuterium to hydrogen atoms exceeds 1:5,000 if the Minister has determined that it is destined for use in a nuclear reactor that is capable of operating so as to maintain a controlled self-sustaining fission chain reaction.

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    Goods and technology, as described in Group 4 of the Guide, the export of which Canada has agreed to control

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    • (b) in accordance with the procedures referred to in the Guidelines for Transfers of Nuclear-Related Dual-Use Equipment, Materials, Software, and Related Technology (INFCIRC/254/Rev.11/Part 2), issued by the Nuclear Suppliers Group, as amended from time to time.

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    • 5104
      • (1) Softwood lumber products, as described in Annex 1A to the Softwood Lumber Agreement Between the Government of Canada and the Government of the United States of America, signed on September 12, 2006, as it read on October 12, 2015, excluding those that are described in paragraphs 3 to 5 of that Annex 1A. (United States)

      • [...]

      • (3) The references to the Harmonized Tariff Schedule of the United States (HTSUS) tariff classifications in that Annex 1A are to be read as references to the corresponding Canadian tariff classifications set out in Annex 1B to the agreement referred to in subsection (1).

      • (4) The references to “imported”, “importer” and “importation” in that Annex 1A are to be read as “exported”, “exporter” and “exportation”, respectively, and the reference to “importés” in the French version of that Annex 1B is to be read asexportés”.

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    • 5203 Sugar-containing products as follows:

      • (a) products classified under subheadings 1701.91.54, 1704.90.74, 1806.20.75, 1806.20.95, 1806.90.55, 1901.10.74, 1901.90.69, 2101.12.54, 2101.20.54, 2106.90.78 and 2106.90.95 of the Harmonized Tariff Schedule of the United States (2020), as amended from time to time (United States), for export to the United States within the share of the in-quota quantity of the sugar-containing products tariff rate quota allocated to Canada by the United States in accordance with subparagraph 2(b) of Article 3.A.5 of Annex 3-A of Chapter 3 of CUSMA; and

      • (b) products classified under subheadings 1701.91.48, 1701.91.58, 1702.20.28, 1702.30.28, 1702.40.28, 1702.60.28, 1702.90.58, 1702.90.68, 1704.90.68, 1704.90.78, 1806.10.15, 1806.10.28, 1806.10.38, 1806.10.55, 1806.10.75, 1806.20.73, 1806.20.77, 1806.20.94, 1806.20.98, 1806.90.39, 1806.90.49, 1806.90.59, 1901.10.76, 1901.20.25, 1901.20.35, 1901.20.60, 1901.20.70, 1901.90.68, 1901.90.71, 2101.12.38, 2101.12.48, 2101.12.58, 2101.20.38, 2101.20.48, 2101.20.58, 2103.90.78, 2106.90.46, 2106.90.72, 2106.90.76, 2106.90.80, 2106.90.91, 2106.90.94 and 2106.90.97 of the Harmonized Tariff Schedule of the United States (2020), as amended from time to time (United States), for export to the United States within the Canada-specific tariff rate quota set out in paragraph 15 of Appendix 2: Tariff Schedule of the United States – (Tariff Rate Quotas) to Annex 2-B of Chapter 2 of CUSMA.

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    • 5204 Sugars, syrups and molasses as follows:

      • (a) sugars, syrups and molasses classified under subheadings 1701.12.10, 1701.91.10, 1701.99.10, 1702.90.10 and 2106.90.44 of the Harmonized Tariff Schedule of the United States (2020), as amended from time to time (United States), for export to the United States within the share of the in-quota quantity of the refined sugar tariff rate quota allocated to Canada by the United States in accordance with subparagraph 2(a) of Article 3.A.5 of Annex 3-A of Chapter 3 of CUSMA; and

      • (b) sugars, syrups and molasses classified under subheadings 1701.12.50, 1701.13.50, 1701.14.50, 1701.91.30, 1701.99.50 and 1702.90.20 of the Harmonized Tariff Schedule of the United States (2020), as amended from time to time (United States), for export to the United States within the Canada-specific tariff rate quota set out in paragraph 14 of Appendix 2: Tariff Schedule of the United States – (Tariff Rate Quotas) to Annex 2-B of Chapter 2 of CUSMA.

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    • 5400 All goods and technology of United States origin, unless they are included elsewhere in this List, whether in bond or cleared by the Canada Border Services Agency, other than goods or technology that have been further processed or manufactured outside the United States so as to result in a substantial change in value, form or use of the goods or technology or in the production of new goods or technology. (All destinations other than the United States)

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    • 5501 Laser weapons that are specifically designed, as their sole combat function or as one of their combat functions, to cause permanent blindness to the naked eye or the eye with corrective eyesight devices. (All destinations)

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    • 5504
      • (1) In this item, development, production, software, spacecraft, technology and use have the same meaning as in the provision entitled “Definitions for Terms in Groups 1 and 2” of the Guide.

      • (2) Strategic goods and technology as follows:

        • (a) goods and technology referred to in Group 1 of the Guide as follows,

          [...]

        • [...]

        • (i) any other articles not specifically set out in paragraphs (a) to (h) or in Group 2 or Group 6 that are United States origin goods or technology, which have been determined under Parts 120 to 130 of Title 22 of the International Traffic in Arms Regulations of the Code of Federal Regulations (United States) as having substantial military applicability, and which have been specially designed or modified for military purposes. (All destinations other than in the United States)

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    • 5505
      • [...]

      • (2) Goods and technology whether or not included elsewhere on the List if the Minister has determined, on the basis of their properties and any additional information relating to such matters as their intended end-use or the identity or conduct of their intermediary or final consignees, that they are likely to be used in the activities or facilities referred to in subitem (1).

    [...]

    Goods and technology, as described in Group 6 of the Guide, the export of which Canada has agreed to control under bilateral arrangements concluded on April 7, 1987, in accordance with the Guidelines for Sensitive Missile-Relevant Transfers, issued by the Missile Technology Control Regime to control the export of missile equipment and technology referred to in the MTCR/TEM/2019/Annex of October 11, 2019, as amended from time to time.

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    Goods and technology, as described in Group 7 of the Guide, the export of which Canada has agreed to control

    • (a) in accordance with the Guidelines for Transfers of Sensitive Chemical or Biological Items and the Common Control Lists, as amended from time to time, that are issued by the Australia Group to control the export of chemical and biological weapons; and

    • (b) under the Convention on the Prohibition of the Development, Production, Stockpiling and Use of Chemical Weapons and on Their Destruction, signed at Paris, France, on January 13, 1993, as amended from time to time.

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    • 9-2 Armoured combat vehicles as follows:

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    • 9-3 Large-calibre artillery systems as follows:

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    • 9-4 Military aircraft and related systems as follows:

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    • 9-5 Military helicopters and related systems as follows:

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    • 9-7
      • (1) Missiles and missile launchers, as follows:

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    • 9-8
      • (1) Small arms that are destined for police or military end-use by individual members, as follows:

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      • (2) Subsection (1) does not include

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        • (d) antique firearmsas defined in subsection 84(1) of the Criminal Code.

    • 9-9
      • (1) Light weapons destined for use by individual members of armed or security forces or by several members serving as a crew and delivering primarily direct fire as follows:

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      • (2) Subsection (1) does not include antique firearms, as defined in subsection 84(1) of the Criminal Code.

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  3. Canadian Cultural Property Export Control List - C.R.C., c. 448 (GROUP VII : Textual Records, Graphic Records and Sound Recordings)
    Order Establishing a Canadian Cultural Property Export Control List

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    1 The definitions in this section apply in this section and section 2.

    broadsheet

    broadsheet means a publication that consists of a single sheet printed on both sides, sometimes also referred to as a handbill. (prospectus)

    manuscript, record or document

    manuscript, record or document means textual material in holograph or typescript, excluding printed materials and other works intended for public distribution such as printed books, pamphlets, or serials. Nevertheless, objects considered to be a manuscript, record or document include

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    printed book or pamphlet

    printed book or pamphlet means a work of at least two pages, exclusive of cover pages, made up of sheets bound, stitched or fastened together so as to form a material whole under an established date of printing. It includes each work in a set issued under a single title. (livre imprimé ou brochure)

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    3 The definitions in this section apply in this section and sections 4 to 6.

    cartographic record or document

    cartographic record or document means

    • (a) a collection of cartographic representations composed of manuscript or printed material that is bound, stitched or fastened together to form a unit that has no established date of printing for the unit as a whole;

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    • (c) cartographic material that is

      • (i) unattached and issued in a combination other than a printed book, such as boxed maps, irrespective of the date of printing, or

    cinematographic film

    cinematographic film means positive or negative film, with or without sound, that contains continuous images designed to create the illusion of motion when projected in rapid succession, and includes film issued in any form in a set under a single title that may or may not be part of the film. Cinematographic films issued as a serial are considered to be a collection of associated cinematographic films. (film cinématographique)

    iconographic object

    iconographic object means a graphic representation such as a design, illustration or other document that consists primarily of graphic representations or pictures. (objet iconographique)

    photographic record or document

    photographic record or document means

    • (a) a collection of photographs attached or mounted to form a unit, other than a printed book such as a photograph album; or

    pictorial record or document

    pictorial record or document means

    • (a) a bound or attached collection of designs such as a sketch book; or

    • (b) a collection of loose or unattached designs that clearly form a single unit of visual information, such as a set of architectural plans or blueprints. (pièce d’archives picturales ou document pictural)

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  4. Export of Substances on the Export Control List Regulations - SOR/2013-88 (SCHEDULE 1 : Information To Be Provided in Notice of Proposed Export)
    Export of Substances on the Export Control List Regulations

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    3 For each substance exported, by country of destination,

    • (a) the name of the substance as it appears on the Export Control List;

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    • (g) in the case of a substance specified in Part 2 or 3 of the Export Control List and also listed in Annex A or B of the Stockholm Convention,

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      • (iii) an indication of whether the substance is exported for use in a laboratory for analysis, in scientific research or as a laboratory analytical standard,

    • (h) in the case of asbestos, an indication of

      • [...]

      • (ii) whether the substance is contained in military equipment, as defined in section 1 of the Prohibition of Asbestos and Products Containing Asbestos Regulations,

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      • (v) whether the substance is contained in a product that is exported in order to service military equipment, as defined in section 1 of the Prohibition of Asbestos and Products Containing Asbestos Regulations, while that equipment is outside Canada for the purposes of a military operation, as defined in subsection 9(3) of those Regulations, and there is no technically or economically feasible asbestos-free alternative available,

      • [...]

      • (vii) whether the substance is contained in raw material that is extracted from the ground and that is exported

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        • (C) for a purpose other than manufacturing a product, if the material will not be sold as a consumer product,

      • (viii) whether the substance, whether or not it is contained in a product, is exported for use in a laboratory for analysis, in scientific research or as an analytical standard, and

    [...]


  5. Export of Substances on the Export Control List Regulations - SOR/2013-88 (Section 7)
    Export of Substances on the Export Control List Regulations
    Marginal note:Application
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    • (2) Sections 8 to 22 do not apply to a substance that

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      • (c) is, or is contained in, a controlled substance as defined in subsection 2(1) of the Controlled Drugs and Substances Act;

      • (d) is, or is contained in, a nuclear substance as defined in section 2 of the Nuclear Safety and Control Act;

      • (e) is, or is contained in, a chemical weapon as defined by the Convention on the Prohibition of the Development, Production, Stockpiling and Use of Chemical Weapons and on Their Destruction, signed at Paris, France, on January 13, 1993, as amended from time to time;

      • (f) is, or is contained in, a food or drug as defined in section 2 of the Food and Drugs Act or a food additive as defined in Part B of the Food and Drug Regulations;

      • [...]

      • (i) is exported for use in a laboratory for analysis, in scientific research or as a laboratory analytical standard, if the total quantity exported for those purposes by the exporter during the calendar year in question does not exceed 10 kg.

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