﻿<?xml version="1.0" encoding="utf-8"?><Regulation lims:pit-date="2015-04-01" hasPreviousVersion="true" lims:lastAmendedDate="2015-04-01" lims:current-date="2019-06-21" lims:inforce-start-date="2014-11-07" lims:fid="807243" lims:id="807243" gazette-part="II" regulation-type="SOR" xml:lang="en" in-force="yes" xmlns:lims="http://justice.gc.ca/lims"><Identification lims:inforce-start-date="2014-11-07" lims:fid="807244" lims:id="807244"><InstrumentNumber>SOR/2014-258</InstrumentNumber><RegistrationDate><Date><YYYY>2014</YYYY><MM>11</MM><DD>7</DD></Date></RegistrationDate><ConsolidationDate lims:inforce-start-date="2014-11-07"><Date><YYYY>2019</YYYY><MM>6</MM><DD>22</DD></Date></ConsolidationDate><EnablingAuthority lims:inforce-start-date="2014-11-07" lims:fid="807246" lims:id="807246"><XRefExternal reference-type="act" link="R-4.2">RAILWAY SAFETY ACT</XRefExternal></EnablingAuthority><LongTitle lims:inforce-start-date="2014-11-07" lims:fid="807247" lims:id="807247">Railway Operating Certificate Regulations</LongTitle><RegulationMakerOrder><RegulationMaker>P.C.</RegulationMaker><OrderNumber>2014-1248</OrderNumber><Date><YYYY>2014</YYYY><MM>11</MM><DD>6</DD></Date></RegulationMakerOrder></Identification><Order lims:inforce-start-date="2014-11-07" lims:fid="807248" lims:id="807248"><Provision lims:inforce-start-date="2014-11-07" lims:fid="807249" lims:id="807249" format-ref="indent-0-0" language-align="yes" list-item="no"><Text>His Excellency the Governor General in Council, on the recommendation of the Minister of Transport, pursuant to section 17.9<FootnoteRef idref="fn_2-177e_hq_12805">a</FootnoteRef> of the <XRefExternal reference-type="act" link="R-4.2">Railway Safety Act</XRefExternal><FootnoteRef idref="fn_2-177e_hq_12806">b</FootnoteRef>, makes the annexed <XRefExternal reference-type="regulation" link="SOR-2014-258">Railway Operating Certificate Regulations</XRefExternal>.</Text><Footnote id="fn_2-177e_hq_12805" placement="page" status="official"><Label>a</Label><Text>S.C. 2012, c. 7, s. 12</Text></Footnote><Footnote id="fn_2-177e_hq_12806" placement="page" status="official"><Label>b</Label><Text>R.S., c. 32 (4th Supp.)</Text></Footnote></Provision></Order><Body lims:inforce-start-date="2014-11-07" lims:fid="807250" lims:id="807250"><Heading lims:inforce-start-date="2014-11-07" lims:fid="807251" lims:id="807251" level="1"><TitleText>Interpretation</TitleText></Heading><Section lims:inforce-start-date="2015-01-01" lims:lastAmendedDate="2015-01-01" lims:fid="807252" lims:id="807252"><MarginalNote lims:inforce-start-date="2015-01-01" lims:fid="807253" lims:id="807253">Definition of <DefinedTermEn>rule</DefinedTermEn></MarginalNote><Label>1</Label><Text>In these Regulations, <DefinedTermEn>rule</DefinedTermEn> means a rule that, under section 19 of the <XRefExternal reference-type="act" link="R-4.2">Railway Safety Act</XRefExternal>, has been approved by the Minister.</Text></Section><Heading lims:inforce-start-date="2014-11-07" lims:fid="807254" lims:id="807254" level="1"><TitleText>Submission of an Application</TitleText></Heading><Section lims:inforce-start-date="2015-01-01" lims:lastAmendedDate="2015-01-01" lims:fid="807255" lims:id="807255"><MarginalNote lims:inforce-start-date="2015-01-01" lims:fid="807256" lims:id="807256">Email or registered mail</MarginalNote><Label>2</Label><Text>An application for the issuance or variation of a railway operating certificate must be submitted to the Minister by email or registered mail.</Text></Section><Heading lims:inforce-start-date="2014-11-07" lims:fid="807257" lims:id="807257" level="1"><TitleText>Application for the Issuance of a Railway Operating Certificate — Railway Company</TitleText></Heading><Section lims:inforce-start-date="2015-01-01" lims:lastAmendedDate="2015-01-01" lims:fid="807258" lims:id="807258"><MarginalNote lims:inforce-start-date="2015-01-01" lims:fid="807259" lims:id="807259">Application of sections <XRefInternal>4</XRefInternal> and <XRefInternal>5</XRefInternal></MarginalNote><Label>3</Label><Text>Sections <XRefInternal>4</XRefInternal> and <XRefInternal>5</XRefInternal> apply in respect of an application for the issuance of a railway operating certificate authorizing a railway company to operate and maintain a railway.</Text></Section><Section lims:inforce-start-date="2015-04-01" lims:lastAmendedDate="2015-04-01" lims:fid="807260" lims:id="807260"><MarginalNote lims:inforce-start-date="2015-04-01" lims:fid="807261" lims:id="807261">Contents of an application</MarginalNote><Label>4</Label><Text>An application must contain all of the following:</Text><Paragraph lims:inforce-start-date="2015-04-01" lims:fid="807262" lims:id="807262"><Label>(a)</Label><Text>the applicant’s legal name;</Text></Paragraph><Paragraph lims:inforce-start-date="2015-04-01" lims:fid="807263" lims:id="807263"><Label>(b)</Label><Text>a description of the applicant’s railway by province and territory;</Text></Paragraph><Paragraph lims:inforce-start-date="2015-04-01" lims:fid="807264" lims:id="807264"><Label>(c)</Label><Text>a description of the applicant’s operations;</Text></Paragraph><Paragraph lims:inforce-start-date="2015-04-01" lims:fid="807265" lims:id="807265"><Label>(d)</Label><Text>a list of the rules that the applicant has in order to meet the conditions of issuance; and</Text></Paragraph><Paragraph lims:inforce-start-date="2015-04-01" lims:fid="807266" lims:id="807266"><Label>(e)</Label><Text>an attestation by the applicant’s chief executive officer or most senior officer that the application is complete and accurate and that the applicant</Text><Subparagraph lims:inforce-start-date="2015-04-01" lims:fid="807267" lims:id="807267"><Label>(i)</Label><Text>has the human and financial resources to operate and maintain its railway at the highest level of safety, and</Text></Subparagraph><Subparagraph lims:inforce-start-date="2015-04-01" lims:fid="807268" lims:id="807268"><Label>(ii)</Label><Text>has or will have a safety management system that meets the requirements of the <XRefExternal reference-type="regulation" link="SOR-2015-26">Railway Safety Management System Regulations, 2015</XRefExternal>.</Text></Subparagraph></Paragraph><HistoricalNote><HistoricalNoteSubItem lims:inforce-start-date="2015-04-01" lims:fid="807270" lims:id="807270">SOR/2015-26, s. 87</HistoricalNoteSubItem></HistoricalNote></Section><Section lims:inforce-start-date="2015-01-01" lims:lastAmendedDate="2015-01-01" lims:fid="807271" lims:id="807271"><MarginalNote lims:inforce-start-date="2015-01-01" lims:fid="807272" lims:id="807272">Conditions of issuance</MarginalNote><Label>5</Label><Text>The conditions of issuance are as follows:</Text><Paragraph lims:inforce-start-date="2015-01-01" lims:fid="807273" lims:id="807273"><Label>(a)</Label><Text>the applicant has rules that reproduce the <XRefExternal reference-type="regulation">Canadian Rail Operating Rules</XRefExternal> or that provide an equivalent level of safety to them;</Text></Paragraph><Paragraph lims:inforce-start-date="2015-01-01" lims:fid="807274" lims:id="807274"><Label>(b)</Label><Text>the applicant has rules respecting the management of fatigue for operating employees;</Text></Paragraph><Paragraph lims:inforce-start-date="2015-01-01" lims:fid="807275" lims:id="807275"><Label>(c)</Label><Text>the applicant has rules respecting the medical fitness for duty of employees who hold positions that are critical to safe railway operations;</Text></Paragraph><Paragraph lims:inforce-start-date="2015-01-01" lims:fid="807276" lims:id="807276"><Label>(d)</Label><Text>the applicant has rules respecting employee qualifications;</Text></Paragraph><Paragraph lims:inforce-start-date="2015-01-01" lims:fid="807277" lims:id="807277"><Label>(e)</Label><Text>if the applicant’s operations involve the operation and maintenance of line works, the applicant has rules that set out minimum safety standards for track;</Text></Paragraph><Paragraph lims:inforce-start-date="2015-01-01" lims:fid="807278" lims:id="807278"><Label>(f)</Label><Text>if the applicant’s operations involve the transport of passengers, the applicant has rules respecting the safe handling of passengers and rules that set out minimum safety standards for</Text><Subparagraph lims:inforce-start-date="2015-01-01" lims:fid="807279" lims:id="807279"><Label>(i)</Label><Text>passenger cars,</Text></Subparagraph><Subparagraph lims:inforce-start-date="2015-01-01" lims:fid="807280" lims:id="807280"><Label>(ii)</Label><Text>train brakes, and</Text></Subparagraph><Subparagraph lims:inforce-start-date="2015-01-01" lims:fid="807281" lims:id="807281"><Label>(iii)</Label><Text>locomotives;</Text></Subparagraph></Paragraph><Paragraph lims:inforce-start-date="2015-01-01" lims:fid="807282" lims:id="807282"><Label>(g)</Label><Text>if the applicant’s operations involve the transport of freight, the applicant has rules that set out minimum safety standards for</Text><Subparagraph lims:inforce-start-date="2015-01-01" lims:fid="807283" lims:id="807283"><Label>(i)</Label><Text>freight cars,</Text></Subparagraph><Subparagraph lims:inforce-start-date="2015-01-01" lims:fid="807284" lims:id="807284"><Label>(ii)</Label><Text>train brakes,</Text></Subparagraph><Subparagraph lims:inforce-start-date="2015-01-01" lims:fid="807285" lims:id="807285"><Label>(iii)</Label><Text>locomotives, and</Text></Subparagraph><Subparagraph lims:inforce-start-date="2015-01-01" lims:fid="807286" lims:id="807286"><Label>(iv)</Label><Text>retroreflective materials and their application on railway equipment; and</Text></Subparagraph></Paragraph><Paragraph lims:inforce-start-date="2015-01-01" lims:fid="807287" lims:id="807287"><Label>(h)</Label><Text>the applicant has the human and financial resources to operate and maintain its railway at the highest level of safety.</Text></Paragraph></Section><Heading lims:inforce-start-date="2014-11-07" lims:fid="807288" lims:id="807288" level="1"><TitleText>Application for the Issuance of a Railway Operating Certificate — Local Railway Company</TitleText></Heading><Section lims:inforce-start-date="2015-01-01" lims:lastAmendedDate="2015-01-01" lims:fid="807289" lims:id="807289"><MarginalNote lims:inforce-start-date="2015-01-01" lims:fid="807290" lims:id="807290">Application of sections <XRefInternal>7</XRefInternal> and <XRefInternal>8</XRefInternal></MarginalNote><Label>6</Label><Text>Sections <XRefInternal>7</XRefInternal> and <XRefInternal>8</XRefInternal> apply in respect of an application for the issuance of a railway operating certificate authorizing a local railway company to operate railway equipment on a railway.</Text></Section><Section lims:inforce-start-date="2015-04-01" lims:lastAmendedDate="2015-04-01" lims:fid="807291" lims:id="807291"><MarginalNote lims:inforce-start-date="2015-04-01" lims:fid="807292" lims:id="807292">Contents of an application</MarginalNote><Label>7</Label><Subsection lims:inforce-start-date="2015-04-01" lims:fid="807293" lims:id="807293"><Label>(1)</Label><Text>An application must contain all of the following:</Text><Paragraph lims:inforce-start-date="2015-04-01" lims:fid="807294" lims:id="807294"><Label>(a)</Label><Text>the applicant’s legal name;</Text></Paragraph><Paragraph lims:inforce-start-date="2015-04-01" lims:fid="807295" lims:id="807295"><Label>(b)</Label><Text>a description of the railways, by province and territory, on which the applicant will operate railway equipment;</Text></Paragraph><Paragraph lims:inforce-start-date="2015-04-01" lims:fid="807296" lims:id="807296"><Label>(c)</Label><Text>a description of the applicant’s operations;</Text></Paragraph><Paragraph lims:inforce-start-date="2015-04-01" lims:fid="807297" lims:id="807297"><Label>(d)</Label><Text>a list of the rules that the applicant has in order to meet the conditions of issuance; and</Text></Paragraph><Paragraph lims:inforce-start-date="2015-04-01" lims:fid="807298" lims:id="807298"><Label>(e)</Label><Text>an attestation by the applicant’s chief executive officer or most senior officer that the application is complete and accurate and that the applicant</Text><Subparagraph lims:inforce-start-date="2015-04-01" lims:fid="807299" lims:id="807299"><Label>(i)</Label><Text>has the human and financial resources to operate railway equipment on a railway at the highest level of safety, and</Text></Subparagraph><Subparagraph lims:inforce-start-date="2015-04-01" lims:fid="807300" lims:id="807300"><Label>(ii)</Label><Text>has or will have a safety management system that meets the requirements of the <XRefExternal reference-type="regulation" link="SOR-2015-26">Railway Safety Management System Regulations, 2015</XRefExternal>.</Text></Subparagraph></Paragraph></Subsection><Subsection lims:inforce-start-date="2015-04-01" lims:fid="807301" lims:id="807301"><MarginalNote lims:inforce-start-date="2015-04-01" lims:fid="807302" lims:id="807302">List of instruments</MarginalNote><Label>(2)</Label><Text>The application must also contain a list of all the instruments — including agreements with railway companies, provincial laws and territorial laws — that contain safety requirements that apply to the operation of railway equipment by the applicant on the railways described in accordance with subsection (1). The list must</Text><Paragraph lims:inforce-start-date="2015-04-01" lims:fid="807303" lims:id="807303"><Label>(a)</Label><Text>be organized by instrument type; and</Text></Paragraph><Paragraph lims:inforce-start-date="2015-04-01" lims:fid="807304" lims:id="807304"><Label>(b)</Label><Text>describe each instrument and any requirements respecting</Text><Subparagraph lims:inforce-start-date="2015-04-01" lims:fid="807305" lims:id="807305"><Label>(i)</Label><Text>the management of fatigue for operating employees,</Text></Subparagraph><Subparagraph lims:inforce-start-date="2015-04-01" lims:fid="807306" lims:id="807306"><Label>(ii)</Label><Text>the medical fitness for duty of employees who hold positions that are critical to the safe operation of railway equipment, and</Text></Subparagraph><Subparagraph lims:inforce-start-date="2015-04-01" lims:fid="807307" lims:id="807307"><Label>(iii)</Label><Text>employee qualifications.</Text></Subparagraph></Paragraph></Subsection><HistoricalNote><HistoricalNoteSubItem lims:inforce-start-date="2015-04-01" lims:fid="807309" lims:id="807309">SOR/2015-26, s. 88</HistoricalNoteSubItem></HistoricalNote></Section><Section lims:inforce-start-date="2015-01-01" lims:lastAmendedDate="2015-01-01" lims:fid="807310" lims:id="807310"><MarginalNote lims:inforce-start-date="2015-01-01" lims:fid="807311" lims:id="807311">Conditions of issuance</MarginalNote><Label>8</Label><Text>The conditions of issuance are as follows:</Text><Paragraph lims:inforce-start-date="2015-01-01" lims:fid="807312" lims:id="807312"><Label>(a)</Label><Text>the applicant has rules that reproduce the <XRefExternal reference-type="regulation">Canadian Rail Operating Rules</XRefExternal> or that provide an equivalent level of safety to them;</Text></Paragraph><Paragraph lims:inforce-start-date="2015-01-01" lims:fid="807313" lims:id="807313"><Label>(b)</Label><Text>if the applicant’s operations involve the transport of passengers, the applicant has rules respecting the safe handling of passengers and rules that set out minimum safety standards for</Text><Subparagraph lims:inforce-start-date="2015-01-01" lims:fid="807314" lims:id="807314"><Label>(i)</Label><Text>passenger cars,</Text></Subparagraph><Subparagraph lims:inforce-start-date="2015-01-01" lims:fid="807315" lims:id="807315"><Label>(ii)</Label><Text>train brakes, and</Text></Subparagraph><Subparagraph lims:inforce-start-date="2015-01-01" lims:fid="807316" lims:id="807316"><Label>(iii)</Label><Text>locomotives;</Text></Subparagraph></Paragraph><Paragraph lims:inforce-start-date="2015-01-01" lims:fid="807317" lims:id="807317"><Label>(c)</Label><Text>if the applicant’s operations involve the transport of freight, the applicant has rules that set out minimum safety standards for</Text><Subparagraph lims:inforce-start-date="2015-01-01" lims:fid="807318" lims:id="807318"><Label>(i)</Label><Text>freight cars,</Text></Subparagraph><Subparagraph lims:inforce-start-date="2015-01-01" lims:fid="807319" lims:id="807319"><Label>(ii)</Label><Text>train brakes,</Text></Subparagraph><Subparagraph lims:inforce-start-date="2015-01-01" lims:fid="807320" lims:id="807320"><Label>(iii)</Label><Text>locomotives, and</Text></Subparagraph><Subparagraph lims:inforce-start-date="2015-01-01" lims:fid="807321" lims:id="807321"><Label>(iv)</Label><Text>retroreflective materials and their application on railway equipment; and</Text></Subparagraph></Paragraph><Paragraph lims:inforce-start-date="2015-01-01" lims:fid="807322" lims:id="807322"><Label>(d)</Label><Text>the applicant has the human and financial resources to operate railway equipment on a railway at the highest level of safety.</Text></Paragraph></Section><Heading lims:inforce-start-date="2014-11-07" lims:fid="807323" lims:id="807323" level="1"><TitleText>Application for the Variation of a Railway Operating Certificate</TitleText></Heading><Section lims:inforce-start-date="2015-01-01" lims:lastAmendedDate="2015-01-01" lims:fid="807324" lims:id="807324"><MarginalNote lims:inforce-start-date="2015-01-01" lims:fid="807325" lims:id="807325">Contents of an application</MarginalNote><Label>9</Label><Text>An application for the variation of a railway operating certificate must contain all of the following:</Text><Paragraph lims:inforce-start-date="2015-01-01" lims:fid="807326" lims:id="807326"><Label>(a)</Label><Text>the applicant’s legal name;</Text></Paragraph><Paragraph lims:inforce-start-date="2015-01-01" lims:fid="807327" lims:id="807327"><Label>(b)</Label><Text>the certificate number;</Text></Paragraph><Paragraph lims:inforce-start-date="2015-01-01" lims:fid="807328" lims:id="807328"><Label>(c)</Label><Text>a description of the variation applied for and the reasons for it; and</Text></Paragraph><Paragraph lims:inforce-start-date="2015-01-01" lims:fid="807329" lims:id="807329"><Label>(d)</Label><Text>an attestation by the applicant’s chief executive officer or most senior officer that the application is complete and accurate and that the conditions of issuance for the certificate continue to be met.</Text></Paragraph></Section><Heading lims:inforce-start-date="2014-11-07" lims:fid="807330" lims:id="807330" level="1"><TitleText>Coming into Force</TitleText></Heading><Section lims:inforce-start-date="2014-11-07" lims:lastAmendedDate="2014-11-07" lims:fid="807331" lims:id="807331"><MarginalNote lims:inforce-start-date="2014-11-07" lims:fid="807332" lims:id="807332">S.C. 2012, c. 7</MarginalNote><Label><FootnoteRef idref="fn_IndB81A_hq_14795">*</FootnoteRef>10</Label><Text>These Regulations come into force on the day on which section 12 of the <XRefExternal reference-type="act">Safer Railways Act</XRefExternal> comes into force, but if they are registered after that day, they come into force on the day on which they are registered.</Text><Footnote id="fn_IndB81A_hq_14795" placement="section" status="editorial"><Label>*</Label><Text>[Note: Regulations in force January 1, 2015, <Emphasis style="italic">see</Emphasis> SI/2014-101.]</Text></Footnote></Section></Body></Regulation>