<?xml version="1.0"?><Regulation lims:pit-date="2019-09-01" hasPreviousVersion="true" lims:lastAmendedDate="2019-09-01" lims:current-date="2020-11-17" lims:inforce-start-date="2019-06-17" lims:enacted-date="2019-06-17" lims:fid="1138486" lims:id="1138486" gazette-part="II" regulation-type="SOR" xml:lang="en" xmlns:lims="http://justice.gc.ca/lims"><Identification lims:inforce-start-date="2019-06-17" lims:enacted-date="2019-06-17" lims:fid="1138487" lims:id="1138487"><InstrumentNumber>SOR/2019-221</InstrumentNumber><RegistrationDate><Date><YYYY>2019</YYYY><MM>6</MM><DD>17</DD></Date></RegistrationDate><ConsolidationDate><Date><YYYY>2020</YYYY><MM>11</MM><DD>18</DD></Date></ConsolidationDate><EnablingAuthority lims:inforce-start-date="2019-06-17" lims:enacted-date="2019-06-17" lims:fid="1138488" lims:id="1138488"><XRefExternal reference-type="act" link="E-19">EXPORT AND IMPORT PERMITS ACT</XRefExternal></EnablingAuthority><LongTitle lims:inforce-start-date="2019-06-17" lims:enacted-date="2019-06-17" lims:fid="1138489" lims:id="1138489">Brokering Permit Regulations</LongTitle><RegulationMakerOrder><RegulationMaker>P.C.</RegulationMaker><OrderNumber>2019-797</OrderNumber><Date><YYYY>2019</YYYY><MM>6</MM><DD>16</DD></Date></RegulationMakerOrder></Identification><Order lims:inforce-start-date="2019-06-17" lims:enacted-date="2019-06-17" lims:fid="1138490" lims:id="1138490"><Provision lims:inforce-start-date="2019-06-17" lims:enacted-date="2019-06-17" lims:fid="1138491" lims:id="1138491" format-ref="indent-0-0" language-align="yes"><Text>Her Excellency the Governor General in Council, on the recommendation of the Minister of Foreign Affairs, pursuant to paragraph 12(a)<FootnoteRef idref="fn_81000-2-2902_hq_24207">a</FootnoteRef> of the <XRefExternal reference-type="act" link="E-19">Export and Import Permits Act</XRefExternal><FootnoteRef idref="fn_81000-2-2902_hq_24208">b</FootnoteRef>, makes the annexed <XRefExternal reference-type="regulation">Brokering Permits Regulations</XRefExternal>.</Text><Footnote id="fn_81000-2-2902_hq_24207" placement="page" status="official"><Label>a</Label><Text>S.C. 2006, c. 13, s. 115</Text></Footnote><Footnote id="fn_81000-2-2902_hq_24208" placement="page" status="official"><Label>b</Label><Text>R.S. 1985, c. E-19</Text></Footnote></Provision></Order><Body lims:inforce-start-date="2019-06-17" lims:enacted-date="2019-06-17" lims:fid="1138492" lims:id="1138492"><Section lims:inforce-start-date="2019-09-01" lims:enacted-date="2019-06-17" lims:lastAmendedDate="2019-09-01" lims:fid="1138493" lims:id="1138493"><MarginalNote lims:inforce-start-date="2019-09-01" lims:enacted-date="2019-06-17" lims:fid="1138494" lims:id="1138494">Application for brokering permit</MarginalNote><Label>1</Label><Text>An application for a brokering permit referred to in subsection 7.1(1) of the <XRefExternal reference-type="act" link="E-19">Export and Import Permits Act</XRefExternal> must be made in the form provided by the Minister, be signed by the applicant and contain the following information:</Text><Paragraph lims:inforce-start-date="2019-09-01" lims:enacted-date="2019-06-17" lims:fid="1138495" lims:id="1138495"><Label>(a)</Label><Text>the applicant’s name, address, telephone number, email address and any facsimile number and, if the applicant is an organization, the name of a contact person;</Text></Paragraph><Paragraph lims:inforce-start-date="2019-09-01" lims:enacted-date="2019-06-17" lims:fid="1138496" lims:id="1138496"><Label>(b)</Label><Text>if the applicant is a natural person, their citizenship and, if they are not a citizen of Canada, whether they are a <DefinitionRef>permanent resident</DefinitionRef> as defined in subsection 2(1) of the <XRefExternal reference-type="act" link="I-2.5">Immigration and Refugee Protection Act</XRefExternal>;</Text></Paragraph><Paragraph lims:inforce-start-date="2019-09-01" lims:enacted-date="2019-06-17" lims:fid="1138497" lims:id="1138497"><Label>(c)</Label><Text>the country from which the goods or technology to be brokered are to be exported;</Text></Paragraph><Paragraph lims:inforce-start-date="2019-09-01" lims:enacted-date="2019-06-17" lims:fid="1138498" lims:id="1138498"><Label>(d)</Label><Text>the name, address, telephone number, email address and any facsimile number of</Text><Subparagraph lims:inforce-start-date="2019-09-01" lims:enacted-date="2019-06-17" lims:fid="1138499" lims:id="1138499"><Label>(i)</Label><Text>the person that is selling the goods or technology,</Text></Subparagraph><Subparagraph lims:inforce-start-date="2019-09-01" lims:enacted-date="2019-06-17" lims:fid="1138500" lims:id="1138500"><Label>(ii)</Label><Text>the person that is purchasing the goods or technology, and</Text></Subparagraph><Subparagraph lims:inforce-start-date="2019-09-01" lims:enacted-date="2019-06-17" lims:fid="1138501" lims:id="1138501"><Label>(iii)</Label><Text>any other brokers or agents or mandataries involved in the transaction;</Text></Subparagraph></Paragraph><Paragraph lims:inforce-start-date="2019-09-01" lims:enacted-date="2019-06-17" lims:fid="1138502" lims:id="1138502"><Label>(e)</Label><Text>the country of final destination;</Text></Paragraph><Paragraph lims:inforce-start-date="2019-09-01" lims:enacted-date="2019-06-17" lims:fid="1138503" lims:id="1138503"><Label>(f)</Label><Text>the name, address, telephone number and email address of each consignee and, if a consignee is an organization, the name, if known, of a contact person;</Text></Paragraph><Paragraph lims:inforce-start-date="2019-09-01" lims:enacted-date="2019-06-17" lims:fid="1138504" lims:id="1138504"><Label>(g)</Label><Text>for each type of good or technology</Text><Subparagraph lims:inforce-start-date="2019-09-01" lims:enacted-date="2019-06-17" lims:fid="1138505" lims:id="1138505"><Label>(i)</Label><Text>the provision of the <XRefExternal reference-type="regulation" link="SOR-2019-220">Brokering Control List</XRefExternal> that refers to the good or technology and the item number assigned to it by the Guide referred to in the <XRefExternal reference-type="regulation" link="SOR-89-202">Export Control List</XRefExternal>,</Text></Subparagraph><Subparagraph lims:inforce-start-date="2019-09-01" lims:enacted-date="2019-06-17" lims:fid="1138506" lims:id="1138506"><Label>(ii)</Label><Text>a description of the good or technology, including its purpose and technical specifications, with sufficient detail to disclose its true identity and in terms that avoid the use of trade names, technical names or general terms that do not adequately describe the good or technology, and</Text></Subparagraph><Subparagraph lims:inforce-start-date="2019-09-01" lims:enacted-date="2019-06-17" lims:fid="1138507" lims:id="1138507"><Label>(iii)</Label><Text>if available, the quantity and the total value and unit value in Canadian dollars;</Text></Subparagraph></Paragraph><Paragraph lims:inforce-start-date="2019-09-01" lims:enacted-date="2019-06-17" lims:fid="1138508" lims:id="1138508"><Label>(h)</Label><Text>a copy of any available end-use certificate or end-use statement and a statement indicating whether the good or technology is destined for commercial resale or for end-use by a government; and</Text></Paragraph><Paragraph lims:inforce-start-date="2019-09-01" lims:enacted-date="2019-06-17" lims:fid="1138509" lims:id="1138509"><Label>(i)</Label><Text>whether the good or technology is included under paragraph 1(b) or (c) of the <XRefExternal reference-type="regulation" link="SOR-2019-220">Brokering Control List</XRefExternal>.</Text></Paragraph></Section><Section lims:inforce-start-date="2019-06-17" lims:enacted-date="2019-06-17" lims:lastAmendedDate="2019-06-17" lims:fid="1138510" lims:id="1138510" type="CIFnobold"><MarginalNote lims:inforce-start-date="2019-06-17" lims:enacted-date="2019-06-17" lims:fid="1138511" lims:id="1138511">Coming into force</MarginalNote><Label><FootnoteRef idref="fn_SOR-2019-221_e_transform_hq_25374">*</FootnoteRef>2</Label><Text>These Regulations come into force on the day on which section 8 of the <XRefExternal reference-type="act">An Act to amend the Export and Import Permits Act and the Criminal Code (amendments permitting the accession to the Arms Trade Treaty and other amendments)</XRefExternal>, chapter 26 of the Statutes of Canada 2018, comes into force, but if they are registered after that day, they come into force on the day on which they are registered.</Text><Footnote id="fn_SOR-2019-221_e_transform_hq_25374" placement="section" status="editorial"><Label>*</Label><Text>[Note: Regulations in force September 1, 2019, <Emphasis style="italic">see</Emphasis> SI/2019-41.]</Text></Footnote></Section></Body></Regulation>