Proceeds of Crime (Money Laundering) and Terrorist Financing Administrative Monetary Penalties Regulations
Version of the schedule from 2024-10-11 to 2024-11-26:
SCHEDULE(Sections 3 and 4)
PART 1
Proceeds of Crime (Money Laundering) and Terrorist Financing Act
| Column 1 | Column 2 | |
|---|---|---|
| Item | Provision of Act | Classification of Violation |
| 1 | 7 | Very serious |
| 2 | 9(3) | Serious |
| 3 | 9.2 | Serious |
| 4 | 9.31(1) | Serious |
| 5 | 9.4(1)(c) | Serious |
| 6 | 9.4(1)(d) | Serious |
| 7 | 9.4(2) | Serious |
| 8 | 9.5(a) | Minor |
| 9 | 9.5(b) | Minor |
| 10 | 9.6(3) | Serious |
| 11 | 9.7(1) | Serious |
| 12 | 9.7(2) | Serious |
| 13 | 9.7(4) | Minor |
| 14 | 9.8(1) | Serious |
| 15 | 11.1 | Serious |
| 16 | 11.12(1) | Serious |
| 17 | 11.13(1) | Serious |
| 18 | 11.14(1) | Serious |
| 19 | 11.17(1) | Serious |
| 20 | 11.19 | Serious |
| 21 | 11.2 | Serious |
| 22 | 11.43 | Very serious |
| 23 | 11.44(1) | Very serious |
| 24 | 11.44(2) | Serious |
| 25 | 62(2) | Serious |
| 26 | 63.1(2) | Serious |
PART 2
Proceeds of Crime (Money Laundering) and Terrorist Financing Act and Proceeds of Crime (Money Laundering) and Terrorist Financing Regulations
| Column 1 | Column 2 | Column 3 | |
|---|---|---|---|
| Item | Provision of Act | Provision of Proceeds of Crime (Money Laundering) and Terrorist Financing Regulations | Classification of Violation |
| 1 | 9(1) | 7(1)(a) | Minor |
| 2 | 9(1) | 7(1)(b) | Minor |
| 3 | 9(1) | 7(1)(c) | Minor |
| 4 | 9(1) | 7(1)(d) | Minor |
| 5 | 9(1) | 8(3)(a) | Minor |
| 6 | 9(1) | 8(3)(b)(i) | Minor |
| 7 | 9(1) | 8(3)(b)(ii) | Minor |
| 8 | 9(1) | 8(3)(b)(iii) | Minor |
| 9 | 9(3) | 9(a) | Minor |
| 10 | 9(3) | 9(b) | Minor |
| 11 | 6 | 10 | Minor |
| 12 | 6 | 11 | Minor |
| 13 | 6 | 12 | Minor |
| 14 | 6 | 13 | Minor |
| 15 | 6 | 14(1) | Minor |
| 16 | 6 | 15(1) | Minor |
| 17 | 9.4(1)(a) | 16(2) | Minor |
| 18 | 9.4(1)(e) | 16(3) | Serious |
| 18.1 | 9.4(1)(e) | 16(3.1) | Serious |
| 19 | 9(1) | 18 | Minor |
| 20 | 9(1) | 19 | Minor |
| 21 | 6 | 20 | Minor |
| 22 | 6 | 21 | Minor |
| 23 | 6 | 22 | Minor |
| 24 | 6 | 23 | Minor |
| 25 | 9(1) | 25 | Minor |
| 26 | 9(1) | 26 | Minor |
| 27 | 6 | 27 | Minor |
| 28 | 6 | 28 | Minor |
| 29 | 6 | 29 | Minor |
| 30 | 9(1) | 30(1)(a) | Minor |
| 31 | 9(1) | 30(1)(b) | Minor |
| 32 | 9(1) | 30(1)(c) | Minor |
| 33 | 9(1) | 30(1)(d) | Minor |
| 34 | 9(1) | 30(1)(e) | Minor |
| 35 | 9(1) | 30(1)(f) | Minor |
| 36 | 6 | 31 | Minor |
| 37 | 6 | 32 | Minor |
| 38 | 9(1) | 33(1)(a) | Minor |
| 39 | 9(1) | 33(1)(b) | Minor |
| 40 | 9(1) | 33(1)(c) | Minor |
| 41 | 9(1) | 33(1)(d) | Minor |
| 42 | 9(1) | 33(1)(e) | Minor |
| 43 | 9(1) | 33(1)(f) | Minor |
| 44 | 6 | 34 | Minor |
| 45 | 6 | 35 | Minor |
| 46 | 6 | 36 | Minor |
| 46.1 | 6 | 36.1 | Minor |
| 47 | 6 | 37 | Minor |
| 48 | 9(1) | 39 | Minor |
| 49 | 9(1) | 40 | Minor |
| 50 | 6 | 41 | Minor |
| 51 | 6 | 42 | Minor |
| 52 | 6 | 43 | Minor |
| 53 | 9(1) | 48 | Minor |
| 54 | 9(1) | 49 | Minor |
| 55 | 6 | 50 | Minor |
| 56 | 6 | 51 | Minor |
| 57 | 6 | 52 | Minor |
| 58 | 9(1) | 54 | Minor |
| 59 | 9(1) | 55 | Minor |
| 60 | 6 | 56 | Minor |
| 61 | 6 | 57 | Minor |
| 62 | 6 | 58(1) | Minor |
| 63 | 9(1) | 60 | Minor |
| 64 | 9(1) | 61 | Minor |
| 65 | 6 | 62 | Minor |
| 66 | 6 | 63 | Minor |
| 67 | 6 | 64 | Minor |
| 67.1 | 9(1) | 64.2 | Minor |
| 67.2 | 9(1) | 64.3 | Minor |
| 67.3 | 6 | 64.4 | Minor |
| 67.4 | 6 | 64.5 | Minor |
| 67.5 | 6 | 64.6 | Minor |
| 68 | 9(1) | 66 | Minor |
| 69 | 9(1) | 67 | Minor |
| 70 | 6 | 68 | Minor |
| 71 | 6 | 69 | Minor |
| 72 | 9(1) | 70(1)(a) | Minor |
| 73 | 9(1) | 70(1)(b) | Minor |
| 74 | 9(1) | 70(1)(c) | Minor |
| 75 | 9(1) | 70(1)(d) | Minor |
| 76 | 9(1) | 71 | Minor |
| 77 | 6 | 72(1) | Minor |
| 78 | 6 | 73 | Minor |
| 79 | 6 | 74 | Minor |
| 80 | 9(1) | 78 | Minor |
| 81 | 9(1) | 79 | Minor |
| 82 | 6 | 80 | Minor |
| 83 | 6 | 81 | Minor |
| 84 | 6 | 82 | Minor |
| 85 | 6.1 | 84 | Minor |
| 86 | 6.1 | 85(1) | Minor |
| 87 | 6.1 | 86 | Minor |
| 88 | 6.1 | 87 | Minor |
| 89 | 6.1 | 88 | Minor |
| 90 | 6.1 | 89 | Minor |
| 91 | 9.4(1)(a) | 90(a) | Minor |
| 92 | 9.4(1)(a) | 90(b)(i) | Minor |
| 92.1 | 9.4(1)(a) | 90(b)(ii) | Minor |
| 92.2 | 9.4(1)(e) | 90(b)(iii) | Minor |
| 92.3 | 9.4(1)(e) | 90(c) | Minor |
| 93 | 9.4(1)(a) | 91(a) | Minor |
| 94 | 9.4(1)(a) | 91(b) | Minor |
| 95 | 6.1 | 92 | Minor |
| 96 | 6.1 | 94 | Minor |
| 97 | 6.1 | 95(1), (3) or (4) | Minor |
| 98 | 6.1 | 96 | Minor |
| 99 | 6.1 | 100 | Minor |
| 100 | 6.1 | 101(1) | Minor |
| 101 | 6.1 | 101(3) | Minor |
| 102 | 6 | 101(4) | Minor |
| 103 | 6.1 | 102 | Minor |
| 103.1 | 6.1 | 102.1 | Minor |
| 104 | 6.1 | 103 | Minor |
| 105 | 6.1 | 104 | Minor |
| 106 | 6 | 108 | Minor |
| 107 | 6 | 109(5) | Minor |
| 108 | 6.1 | 111(2) | Minor |
| 109 | 6 | 112(4) | Minor |
| 110 | 6.1 | 114(2) | Minor |
| 111 | 9.3(1) | 116(1)(a) | Minor |
| 112 | 9.3(1) | 116(1)(b) | Minor |
| 113 | 9.3(1) | 116(2) | Minor |
| 114 | 9.3(1) | 116(3) | Minor |
| 115 | 9.3(1) | 117 | Minor |
| 116 | 9.3(1) | 119(1) | Minor |
| 117 | 9.3(1) | 119(2) | Minor |
| 118 | 9.3(1) | 119(3) | Minor |
| 119 | 9.3(1) | 120(1) | Minor |
| 120 | 9.3(1) | 120(2) | Minor |
| 121 | 9.3(1) | 120(3) | Minor |
| 122 | 9.3(1) | 120(4) | Minor |
| 123 | 9.3(1) | 120(5) | Minor |
| 124 | 9.3(1) | 120.1(1) | Minor |
| 125 | 9.3(1) | 120.1(2) | Minor |
| 126 | 9.3(1) | 120.1(3) | Minor |
| 127 | 9.3(1) | 120.1(4) | Minor |
| 128 | 9.3(1) | 120.2(1) | Minor |
| 129 | 9.3(1) | 120.2(2) | Minor |
| 130 | 9.3(1) | 120.2(3) | Minor |
| 131 | 9.3(1) | 120.2(4) | Minor |
| 132 | 9.3(2) | 121(1)(a) | Minor |
| 133 | 9.3(2) | 121(1)(b) | Minor |
| 134 | 9.3(2) | 121(1)(c) | Minor |
| 135 | 9.3(2.1) | 121(2) | Minor |
| 136 | 9.3 | 121(3) | Minor |
| 137 | 9.3(2) | 122(1)(a) | Minor |
| 138 | 9.3(2) | 122(1)(b) | Minor |
| 139 | 9.3(2) | 122(2)(a) | Minor |
| 140 | 9.3(2) | 122(2)(b) | Minor |
| 141 | 9.3(2) | 122(3) | Minor |
| 142 | 9.3(2) | 122(4)(a) | Minor |
| 143 | 9.3(2) | 122(4)(b) | Minor |
| 144 | 9.3(2.1) | 122(5) | Minor |
| 145 | 9.3(2.1) | 122(6) | Minor |
| 146 | 9.3(2.1) | 122(7) | Minor |
| 147 | 9.3(2.1) | 122(8) | Minor |
| 148 | 9.3 | 122(9) | Minor |
| 149 | 9.3 | 122(10) | Minor |
| 150 | 9.3(2) | 122.1(1)(a) | Minor |
| 151 | 9.3(2) | 122.1(1)(b) | Minor |
| 152 | 9.3(2) | 122.1(2)(a) | Minor |
| 153 | 9.3(2) | 122.1(2)(b) | Minor |
| 154 | 9.3(2.1) | 122.1(3) | Minor |
| 155 | 9.3(2.1) | 122.1(4) | Minor |
| 156 | 9.3(2.1) | 122.1(5) | Minor |
| 157 | 9.3(2.1) | 122.1(6) | Minor |
| 158 | 6 | 123(1) | Minor |
| 159 | 6 | 123(2) | Minor |
| 160 | 6 | 123(3) | Minor |
| 161 | 6 | 123(4) | Minor |
| 162 | 6 | 123(5) | Minor |
| 163 | 123.1 | Minor | |
| 164 | 124.1(1) | Minor | |
| 165 | 124.1(2) | Minor | |
| 166 | 9(1) | 125 | Minor |
| 167 | 9(1) | 131(1) | Minor |
| 168 | 9(1) | 131(2) | Minor |
| 169 | 9(1) | 132(1) | Minor |
| 170 | 9(1) | 132(2) | Minor |
| 171 | 9(1) | 132(3) | Minor |
| 172 | 6.1 | 134(1) | Minor |
| 173 | 6 | 134(2) | Minor |
| 174 | 6 | 134(3) | Minor |
| 174.1 | 6 | 134(4) | Minor |
| 175 | 6.1 | 135(1) | Minor |
| 176 | 6 | 135(2) | Minor |
| 177 | 6 | 135(3) | Minor |
| 178 | 6.1 | 136(1) | Minor |
| 179 | 6 | 136(2) | Minor |
| 180 | 6 | 136(3) | Minor |
| 181 | 6.1 | 137(1) | Minor |
| 182 | 6 | 137(2) | Minor |
| 183 | 6 | 137(3) | Minor |
| 184 | 6.1 | 138(1) | Minor |
| 185 | 6.1 | 138(2) | Minor |
| 186 | 6 | 138(3) | Minor |
| 187 | 6.1 | 138(4)(a) | Serious |
| 188 | 9.6(3) | 138(4)(b) | Serious |
| 189 | 6 | 138(5) | Minor |
| 190 | 6 | 139 | Minor |
| 191 | 6 | 144 | Minor |
| 192 | 6 | 145 | Minor |
| 193 | 6 | 146(1) | Minor |
| 194 | 6 | 148(1) | Minor |
| 195 | 6 | 149 | Minor |
| 196 | 9.6(1) | 156(1)(a) | Serious |
| 197 | 9.6(1) | 156(1)(b) | Serious |
| 198 | 9.6(1) | 156(1)(c) and (2) | Serious |
| 199 | 9.6(1) | 156(1)(d) and (e) | Serious |
| 200 | 9.6(1) | 156(1)(f) and (3) | Serious |
| 201 | 9.6(1) | 156(4) | Serious |
PART 3
Proceeds of Crime (Money Laundering) and Terrorist Financing Act and Proceeds of Crime (Money Laundering) and Terrorist Financing Suspicious Transaction Reporting Regulations
| Column 1 | Column 2 | Column 3 | |
|---|---|---|---|
| Item | Provision of Act | Provision of Proceeds of Crime (Money Laundering) and Terrorist Financing Suspicious Transaction Reporting Regulations | Classification of Violation |
| 1 | 7 | 9(1) | Serious |
| 2 | 7 | 9(2) | Serious |
| 3 | 7.1 | 10 | Very serious |
| 4 | 7 and 7.1 | 12 | Serious |
| 5 | 6 | 12.1(1) | Minor |
- SOR/2008-194, ss. 5 to 27
- SOR/2016-153, ss. 100, 101(E), 102, 103(E), 104 to 111, 112(E), 113 to 119, 120 to 122(E), 123(F)
- SOR/2019-240, s. 111
- SOR/2019-240, s. 112
- SOR/2019-240, s. 113
- SOR/2019-240, s. 114
- SOR/2020-112, s. 20
- SOR/2022-76, s. 10
- SOR/2023-193, s. 42
- SOR/2023-194, s. 19
- Date modified: