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Principal Protected Notes Regulations

Version of section 9 from 2008-07-01 to 2020-03-15:


Marginal note:Information — current value

 An institution must disclose the following information without delay to an investor who makes an inquiry concerning the value of their principal protected note on a specified day:

  • (a) the net asset value of the note on the specified day and how that value is related to the interest payable under the note; or

  • (b) the last available measure, before the specified day, of the index or reference point on which the interest is determined and how that measure is related to the interest payable under the note.


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