Investment Canada Regulations

Investor

• 1 Name of the investor.

• 2 Mailing address of the investor.

• 3 Telephone number and, if any, telex and telecopier numbers.

• 3.01 [Repealed, SOR/95-25, s. 6]

• 3.1 Whether the investor is a WTO investor or a NAFTA investor.

• 3.2 Name and address of the controller of the investor, if any.

Investment

• 4 Country of origin of investment.

• 5 Whether investment represents an acquisition of control of a Canadian business or the establishment of a new Canadian business.

• 6 Date of implementation of investment.

Canadian Business

• 7 Name of the Canadian business.

• 8 Business address of the Canadian business.

• 9 Brief description of the business activities that comprise or will comprise the Canadian business.

Acquisition of Control of a Canadian Business

• 10 In the case of an acquisition of control of a Canadian business, provide the number of persons employed in connection with the Canadian business.

• 10.01 and 10.02 [Repealed, SOR/95-25, s. 7]

• 10.1 Where the investor is not a WTO investor or a NAFTA investor, whether the Canadian business is, immediately before the implementation of the investment, controlled by a WTO investor or controlled by a NAFTA investor.

• 10.2 Where the investor is a WTO investor or a NAFTA investor or where the Canadian business is, immediately before the implementation of the investment, controlled by a WTO investor or controlled by a NAFTA investor, whether the Canadian business

  • (a) engages in the production of uranium and owns an interest in a producing uranium property in Canada;

  • (b) provides any financial service as defined in subsection 14.1(6) of the Act;

  • (c) provides any transportation service referred to in subsection 14.1(5) of the Act; or

  • (d) is a cultural business as defined in subsection 14.1(6) of the Act.

• 10.3 Where the Canadian business is, immediately prior to the implementation of the investment, controlled outside of Canada, indicate the country of the controller.

• 11 [Repealed, SOR/95-25, s. 8]

• • 11.1 (1) Where only assets used in carrying on a Canadian business are acquired or where control only of an entity carrying on a Canadian business is acquired, state the value of the aggregate of all assets acquired or of all assets of the entity carrying on the business, calculated in the manner set out in section 3.1 of these Regulations.

  • (2) Where control of an entity carrying on a Canadian business and control of one or more other entities is acquired, directly or indirectly, state, the value as calculated in the manner set out in section 3.1 of these Regulations

    • (a) of the aggregate of all assets of the entity carrying on the Canadian business and of all other entities in Canada the control of which is acquired; and

    • (b) if control of a corporation incorporated elsewhere than in Canada is acquired, directly or indirectly, of the aggregate of all assets of all entities both inside Canada and outside Canada, the control of which is acquired in the same transaction, calculated in the manner set out in section 3.1 of these Regulations.

Establishment of a New Canadian Business

• 12 In the case of the establishment of a new Canadian business, provide

  • (a) the projected number of persons to be employed in connection with the new Canadian business at the end of the second full year of operation;

  • (b) the projected total amount to be invested in the new Canadian business during the first full two years of operation; and

  • (c) the projected level of annual sales or revenues of the new Canadian business during the second full year of operation.

Cultural Heritage or National Identity

• 13 If the investment falls within any specific type of business activity set out in Schedule IV,

  • (a) state which;

  • (b) provide a description of the business activities carried on by the investor;

  • (c) provide a description of any business activity carried on by the controller, if any, of the investor that is similar to those stated pursuant to paragraph (a);

  • (d) provide a description of any products manufactured or sold or to be manufactured or sold, and of any services rendered or to be rendered, by the Canadian business; and

  • (e) provide, in the case of an acquisition of control of a Canadian business, the name of the vendor and the name of the controller, if any, of the vendor.