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Canada Deposit Insurance Corporation Deposit Insurance Information By-law

Version of section 9.2 from 2006-12-11 to 2017-09-28:

  •  (1) The following definitions apply in this section.

    advertisement

    advertisement means a sales communication in written form that is published in or designed for use on a public medium, other than radio or television. (texte publicitaire)

    sales communication

    sales communication means a communication, relating to a mutual fund, that is made to any person in order to induce them to purchase securities of the mutual fund and that is not contained in any of the following documents of the mutual fund:

    • (a) a preliminary prospectus or a pro forma prospectus;

    • (b) a simplified prospectus or a simplified pro forma prospectus;

    • (c) an annual information form or a preliminary or pro forma annual information form;

    • (d) any financial statements, including the notes to those financial statements and the auditor’s report on those financial statements;

    • (e) a trade confirmation;

    • (f) a statement of account; or

    • (g) an annual or interim management report of fund performance. (communication à des fins de vente)

    subsidiary

    subsidiary has the same meaning as in section 2 of the Bank Act. (filiale)

  • (2) A member institution shall include in its advertisements about money market mutual funds, or have included in the advertisements of any of its subsidiaries or affiliates about money market mutual funds, a warning statement in substantially the same words as the following:

    “Mutual fund securities are not covered by the Canada Deposit Insurance Corporation.”

  • SOR/2006-334, s. 10
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