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  1. Proceeds of Crime (Money Laundering) and Terrorist Financing Regulations - SOR/2002-184 (Section 29)

     A securities dealer shall keep the following records in respect of every account that they open:

    • [...]

    • (g) every confirmation of purchase or sale, guarantee, trade authorization, power of attorney and joint account agreement and all correspondence that pertains to the operation of the account; and

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