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  1. Securities Dealing Restrictions (Trust and Loan Companies) Regulations - SOR/92-272 (Section 3)
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    • (2) Nothing in section 2 prohibits a company from dealing in securities where the securities dealings consist of

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      • (e) the unsolicited participation in the secondary market trading of shares or ownership interests, or warrants in respect thereof, where the trade is effected through a securities broker who is registered under a provincial securities Act or under the laws of any other jurisdiction;

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