3 The financial instruments referred to in paragraph 540(4)(b) of the Act and the securities and bills of exchange referred to in paragraph 540(5)(b) of the Act may be sold to an entity within a class of entities prescribed by section 2 or traded with such an entity on condition that
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(b) the seller or trader, as the case may be, in writing notifies the entity to which it sells or with which it trades the financial instruments, securities or bills of exchange that
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