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Supervisory Information (Bank Holding Companies) Regulations (SOR/2001-480)

Regulations are current to 2019-08-28 and last amended on 2011-09-22. Previous Versions

Supervisory Information (Bank Holding Companies) Regulations

SOR/2001-480

BANK ACT

Registration 2001-11-01

Supervisory Information (Bank Holding Companies) Regulations

P.C. 2001-2024 2001-11-01

Her Excellency the Governor General in Council, on the recommendation of the Minister of Finance, pursuant to sections 956Footnote a and 978Footnote a of the Bank ActFootnote b, hereby makes the annexed Supervisory Information (Bank Holding Companies) Regulations.

Supervisory Information

  • SOR/2011-196, s. 9

Prohibited Disclosure

 Subject to sections 3 and 4, a bank holding company shall not, directly or indirectly, disclose information referred to in section 1.

  • SOR/2011-196, s. 10

Limited Disclosure

 A bank holding company may disclose information referred to in section 1 to its affiliates or to its directors, officers, employees, auditors, securities underwriters or legal advisors, or to those of its affiliates, if the bank holding company ensures that the information remains confidential.

  • SOR/2011-196, s. 10

 A bank holding company or any of its affiliates may disclose information referred to in paragraph 1(1)(c) if the bank holding company or affiliate considers the information to contain a material fact or material change that is required by the securities laws of the relevant jurisdiction to be disclosed.

  • SOR/2011-196, s. 11(E)

Coming into Force

 These Regulations come into force on the day on which they are registered.

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