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Version of document from 2006-03-22 to 2011-09-21:

Supervisory Information (Banks) Regulations



Registration 2001-01-30

Supervisory Information (Banks) Regulations

P.C. 2001-140 2001-01-30

Her Excellency the Governor General in Council, on the recommendation of the Minister of Finance, pursuant to section 637Footnote a and paragraph 668(a)Footnote b of the Bank ActFootnote c, hereby makes the annexed Supervisory Information (Banks) Regulations.

Prescribed Supervisory Information

  • SOR/2001-481, s. 1

Prohibited Disclosure

 Subject to sections 3 and 4, a bank shall not, directly or indirectly, disclose prescribed supervisory information relating to it or to any of its affiliates.

Limited Disclosure

 A bank may disclose prescribed supervisory information referred to in section 2 to its affiliates or to its directors, officers, employees, auditors, securities underwriters or legal advisors, or to those of its affiliates, if the bank ensures that the information remains confidential.

 A bank or any of its affiliates may disclose prescribed supervisory information referred to in paragraph 1(1)(c) if the bank or affiliate considers the information to contain a material fact or material change that is required by the securities laws of the relevant jurisdiction to be disclosed.

Coming into Force

 These Regulations come into force on the day on which they are registered.

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