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Proceeds of Crime (Money Laundering) and Terrorist Financing Regulations

Version of section 57 from 2008-06-23 to 2016-06-29:

  •  (1) Subject to section 62 and subsection 63(1), every securities dealer shall ascertain, in accordance with subsection 64(1), the identity of every person who is authorized to give instructions in respect of an account for which a record must be kept by the securities dealer under subsection 23(1).

  • (2) [Repealed, SOR/2007-122, s. 54]

  • (3) Subject to section 62 and subsections 63(2) and (4), every securities dealer shall, in accordance with section 65, confirm the existence of and ascertain the name and address of every corporation for which it opens an account and the names of the corporation’s directors.

  • (4) Subject to section 62 and subsection 63(3), every securities dealer shall, in accordance with section 66, confirm the existence of every entity, other than a corporation, for which it opens an account.

  • (5) [Repealed, SOR/2007-122, s. 54]

  • SOR/2003-358, s. 14
  • SOR/2007-122, s. 54
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