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Proceeds of Crime (Money Laundering) and Terrorist Financing Regulations

Version of section 57 from 2016-06-30 to 2020-07-28:

  •  (1) Subject to section 62 and subsection 63(1), every securities dealer shall ascertain, in accordance with subsection 64(1), the identity of every person who is authorized to give instructions in respect of an account for which a record must be kept by the securities dealer under section 23.

  • (2) [Repealed, SOR/2007-122, s. 54]

  • (3) Subject to section 62 and subsections 63(2) and (4), every securities dealer shall, in accordance with section 65, confirm the existence of every corporation for which they open an account and ascertain its name and address and the names of its directors.

  • (4) Subject to section 62 and subsection 63(3), every securities dealer shall, in accordance with section 66, confirm the existence of every entity, other than a corporation, for which they open an account.

  • (5) [Repealed, SOR/2007-122, s. 54]

  • SOR/2003-358, s. 14
  • SOR/2007-122, s. 54
  • SOR/2016-153, s. 45
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