Prospectus (Trust and Loan Companies) Regulations (SOR/2006-321)
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Regulations are current to 2024-10-30
Prospectus (Trust and Loan Companies) Regulations
SOR/2006-321
Registration 2006-11-28
Prospectus (Trust and Loan Companies) Regulations
P.C. 2006-1446 2006-11-28
Her Excellency the Governor General in Council, on the recommendation of the Minister of Finance, pursuant to subsection 278(2)Footnote a of the Trust and Loan Companies ActFootnote b, hereby makes the annexed Prospectus (Trust and Loan Companies) Regulations.
Return to footnote aS.C. 2005, c. 54, s. 422
Return to footnote bS.C. 1991, c. 45
Prospectus
1 (1) The information to be disclosed prior to a distribution of securities is to be set out in a prospectus and is to include the contents required for a prospectus under any legislation set out in column 2 of the schedule.
(2) The procedure for the disclosure of information required for a distribution of securities is to be the procedure for a disclosure by prospectus that is required for a distribution of securities under any legislation set out in column 2 of the schedule.
(3) The disclosure of information required for a distribution is to be in the form required for a prospectus under any legislation set out in column 2 of the schedule.
2 A prospectus filed under any legislation set out in column 2 of the schedule is to comply with the requirements set out in that legislation.
Exemption
3 A person that is subject to an exemption from any or all prospectus requirements under any legislation set out in column 2 of the schedule, or to an order of the relevant provincial securities regulator, is also exempt from those requirements for the purposes of these Regulations.
Repeals
4 [Repeal]
5 [Repeal]
Coming into Force
6 These Regulations come into force on the day on which they are registered.
SCHEDULE(Sections 1 to 3)
PROVINCIAL LEGISLATION
| Column 1 | Column 2 | |
|---|---|---|
| Item | Jurisdiction | Legislation |
| 1 | Ontario | Securities Act, R.S.O. 1990, c. S.5, as amended from time to time |
| 2 | Quebec | Securities Act, R.S.Q., c. V-1.1, as amended from time to time |
| 3 | Nova Scotia | Securities Act, R.S.N.S. 1989, c. 418, as amended from time to time |
| 4 | New Brunswick | Securities Act, S.N.B. 2004, c. S-5.5, as amended from time to time |
| 5 | Manitoba | The Securities Act, C.C.S.M., c. S50, as amended from time to time |
| 6 | British Columbia | Securities Act, R.S.B.C. 1996, c. 418, as amended from time to time |
| 7 | Prince Edward Island | Securities Act, R.S.P.E.I. 1988, c. S-3, as amended from time to time |
| 8 | Saskatchewan | The Securities Act, 1988, S.S. 1988-89, c. S-42.2, as amended from time to time |
| 9 | Alberta | Securities Act, R.S.A. 2000, c. S-4, as amended from time to time |
| 10 | Newfoundland and Labrador | Securities Act, R.S.N.L. 1990, c. S-13, as amended from time to time |
| 11 | Yukon | Securities Act, R.S.Y. 2002, c. 201, as amended from time to time |
| 12 | Northwest Territories | Securities Act, R.S.N.W.T. 1988, c. S-5, as amended from time to time |
| 13 | Nunavut | Securities Act (Nunavut), R.S.N.W.T. 1988, c. S-5, as amended from time to time |
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